by Joe White | Aug 5, 2026 | Compliance
A recent Financial Services Tribunal decision found an experienced broker unsuitable to be licensed over mortgages built on false documents, and FSRA went on to refuse his licence renewal. For the broker, the lesson is personal, and we covered it in a companion piece....
by Joe White | Aug 3, 2026 | Compliance
18 False-Document Applications and $95,000 in Penalties: Why “I Didn’t Know” Was Not Enough An Ontario mortgage broker submitted 18 mortgage applications containing false or fabricated supporting documents. The Financial Services Tribunal accepted...